Sarbanes-Oxley (SOX) Act Section 404 mandates that all publicly-traded companies establish internal controls and procedures for financial reporting and mandates documentation, testing, and maintenance of the controls and procedures to ensure effectiveness. Shareholders benefit when companies have effective internal control over financial reporting and investors require confidence that organizations accurately represent their performance. In turn, executives look to qualified service providers to test controls in regards to SOX compliance.
Dean Dorton Technology’s team has collaborated with public companies on many engagements requiring compliance with Section 404 of the Sarbanes-Oxley Act of 2002 (SOX 404). We assist public companies, helping them create and implement compliance programs and processes or improving existing ones. We customize our services to meet your organization’s needs and work with your external auditor to ensure your program complies with all SOX 404 or J-SOX regulations. We have the experience and knowledge needed for annual compliance plan development, risk assessments, internal controls documentation assistance, a readiness assessment or a fully-outsourced compliance solution.
Our team of compliance professionals have helped organizations with effective compliance with J-SOX through implementing sustainable processes and continuous improvement methods in order to improve to efficiency and quality of financial reporting for effective global corporate governance. We have assisted companies throughout the world with J-SOX compliance and management services including:
- J-SOX compliance project planning and management
- Documentation, evaluation, testing, and remediation of risks and controls
- Improvement of internal controls and business processes